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Job Id: 593
Job Title: Compliance & Company Secretary
Industry: Banking, Financial Servcies & Insurance
Functional Area: Legal / Law
Salary: 15 Lac - 17 Lac
Job Location: Mumbai
About the Client

Incorporated in 2000, the client is India's 3rd largest stock broker. It provides brokerage services through its online trading website and 1800 offices which includes branches & franchises in over 550 cities across India. It has seen incredible growth over last 10+ years though it's very successful online trading platform and the chain of franchises located in almost every part of India. It also has international presence in the UAE and Oman.

Job Description

"1) Responsible to manage the Compliance and secretarial functions of the NBFC
2) Preparing and guiding implementation of the regulatory requirements placed by RBI & Group
3) Liaisoning with regulators on a regular basis including during inspections
4) Coordinating with internal audit & control teams to ensure that compliance policies are implemented, reviewed and course correction is done wherever required
5) Being abreast with latest regulatory developments and guiding implementation within the Organization"

Desired Candidate Profile

"1) Candidate should have an experience of 5-7 years as a senior compliance officer of a NBFC
2) Having experience with a systematically important NBFC. Preferably MNC NBFC
3) Education - CS with added LLB qualification preferred"

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